Risk and Compliance

The Risk and Compliance team at China International Capital Corporation Limited (CICC) is responsible for identifying, assessing, and mitigating potential risks to the company, ensuring adherence to regulatory requirements, and maintaining robust internal controls. The team works collaboratively to develop risk management strategies, conduct compliance monitoring, and support the firm's overall goal of providing secure, reliable financial services to its global clientele. Key roles within the team include managing regulatory interactions, overseeing risk policies, and ensuring compliance with industry standards across CICC’s international locations.