CION Investments
Stephen Roman, CFA, currently serves as the Chief Compliance Officer and Counsel at CION Investments, where responsibilities include the development and enforcement of the Investment Advisers Act compliance program and overseeing policies such as the Code of Ethics and Cyber Security Policy. Prior experience includes a Vice President role at a New York law firm and an Attorney position at a Chicago law firm, where Stephen Roman focused on tax law and commercial litigation. Earlier career experience includes serving as an Analyst at FXCM. Stephen Roman holds a Juris Doctor degree from Northwestern University Pritzker School of Law and is a CFA charterholder.
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CION Investments
CION Investments is a leading manager of alternative investment solutions designed to redefine the way individual investors can build their portfolios and help meet their long-term investment goals. With more than 30 years of experience in the alternative asset management industry, CION strives to level the playing field. CION currently manages CION Investment Corporation, a leading BDC listed on the NYSE (NYSE: CION), and sponsors, through CION Ares Management, CION Ares Diversified Credit Fund, a globally diversified interval fund.