Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces.

CIRO

Andrew J. Kriegler

Stewart Scott

Kevin Mccoy

Suzanne Lasrado

Marinela Mariscal

Alexandra Williams

Richard Korble

Jennifer Armstrong

Claudyne Bienvenu

Ian Campbell

Georgina Whitehead

The Compliance and Regulatory Affairs team at CIRO is responsible for ensuring that investment dealers and mutual fund dealers adhere to regulatory standards and best practices. This team conducts thorough investigations, assessments, and examinations related to business conduct, trading activities, and compliance violations, while also providing guidance on relevant policies and regulations. They play a critical role in fostering ethical practices within the financial industry and protecting investor interests across Canadian markets.

Compliance and Regulatory Affairs

The Data Management and Analytics team at CIRO is responsible for harnessing and analyzing vast amounts of financial data to enhance regulatory oversight and support investment dealers. They develop and maintain data systems, create advanced analytical models, and provide actionable insights that improve surveillance technology and ensure compliance in Canada’s equity and debt marketplaces. This team plays a critical role in safeguarding market integrity through data-driven decision-making.

Data Management and Analytics

The Information Technology team at CIRO is responsible for managing and optimizing the organization's technological infrastructure and services. This includes overseeing IT operations, ensuring system security, delivering reliable service management, and developing business systems that support regulatory activities. By leveraging advanced technology and best practices, the team enables CIRO to effectively monitor and regulate investment marketplaces across Canada.

Information Technology

The Leadership Team at CIRO is responsible for driving the strategic direction and operational effectiveness of the organization. Comprising key executives across various functions, including human resources, technology, finance, and data science, the team ensures regulatory compliance, fosters innovation, and enhances the integrity of Canada's investment marketplace through effective oversight and governance.

Leadership Team

The Financial Analysis and Planning team at CIRO is responsible for developing and overseeing the financial strategies that support the organization's regulatory and operational activities. This team conducts detailed financial analyses, ensures compliance with financial regulations, and provides insights for budget planning and resource allocation. They play a key role in enhancing financial performance and promoting transparency within the investment regulatory framework.

Financial Analysis and Planning

The Human Resources and Training team at CIRO is responsible for overseeing employee recruitment, retention, and development, ensuring that the organization attracts and cultivates top talent in the investment regulatory sector. They design and implement training programs to enhance employee skills and knowledge, manage corporate events to foster a positive workplace culture, and facilitate HR operations to support organizational goals and compliance.

CIRO

Org chart

Teams

Compliance and Regulatory Affairs

Data Management and Analytics

Information Technology

Leadership Team

Financial Analysis and Planning

Human Resources and Training

Offices

CIRO

Org chart

Teams

Compliance and Regulatory Affairs

Data Management and Analytics

Information Technology

Leadership Team

Financial Analysis and Planning

Human Resources and Training

Offices

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