Alex T.

Vice President, Surveillance at CIRO

Alex T. is an experienced financial professional with a comprehensive background in trading supervision, product development, and client services. Currently serving as the Vice President of Surveillance at the Investment Industry Regulatory Organization of Canada since July 2017, Alex previously held the position of Executive Director at CIBC World Markets, where significant contributions were made to the institutional trading supervision and governance team. A solid foundation was built at TMX Group as Senior Manager of Trading Products and Business Development, and earlier roles included Senior Business Analyst positions at both TSX Technology Group and Merrill Lynch. Alex started a career in finance as a Financial Consultant Assistant and Senior Client Services Representative at Midland Walwyn. Educational qualifications include a Bachelor of Arts degree in Business Administration with minors in Economics and Political Science from Brock University, along with licensure as a Financial Consultant Assistant from the Investment Dealer's Association.

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