CIRO
Richard Korble is an experienced finance professional with a strong background in compliance and executive leadership. Currently serving as Vice President for Western Canada at CIRO / OCRI since January 2016, Richard has held multiple roles including Director for the Prairies and Acting Vice President of Registration. Prior to this, Richard was the Chief Financial & Compliance Officer at TriView Capital Ltd. from April 2012 to December 2015, and worked as a Chief Compliance Officer and Consultant from April 2010 to January 2012. Richard's career also includes experience as a Securities Investigator at the Alberta Securities Commission and as Director of Member Relations at the Investment Industry Association of Canada. Richard holds a Bachelor of Commerce degree in Finance from the University of Calgary, earned between 1988 and 1994.
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CIRO
Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces.