Sharon Lloyd

Manager, Investigations

Sharon Lloyd currently serves as Manager of Investigations at the Investment Industry Regulatory Organization of Canada (IIROC), a position held since March 2004, where their responsibilities include planning, executing, and reporting on investigations related to member firms and their registered employees, conducting interviews, drafting investigation reports, and providing litigation support during hearings. Prior to IIROC, Lloyd was the Manager of Complaint Inquiries at the Investment Dealers Association of Canada from August 2001 to March 2004, overseeing complaint reviews and managing a team while developing a national Quality Assurance process and compiling procedural manuals. Lloyd holds a Bachelor of Arts degree in Political Science from the University of Calgary.

Location

Toronto, Canada

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