Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces.

CIRO

This department is responsible for evaluating and analyzing cases to ensure compliance and enforcement standards are met.

Case Assessment

This department oversees and enforces regulations related to business conduct and compliance standards.

Business Conduct Compliance

This department manages the processing and inquiries related to registrations and ensures accurate record-keeping.

Registration Services

This department ensures adherence to financial regulations and operational standards.

Financial Compliance

This department handles legal matters, compliance, and regulatory enforcement for the organization.

Legal Affairs

This department manages and oversees investigative processes and operations.

People (12)

Jobs (0)

Other teams

Business Conduct Compliance

Registration Services

Financial Compliance

Legal Affairs

Investigations Department