Andrew Pfaff is a seasoned compliance professional with extensive experience in the financial services industry. Pfaff currently serves as Managing Director and Global Head of Compliance Independent Assurance for Citi, overseeing compliance programs for various banking divisions. Previously, Pfaff held significant roles at major financial institutions, including Vice President of Compliance at Goldman Sachs, Executive Director at JPMorgan Chase & Co., Director of Compliance at Deutsche Bank and Barclays Capital, and Principal Consultant at Madison Consulting Group. An early career as Operations Manager at Aetna Health Plans provided foundational management experience. Pfaff holds an MBA from Yale School of Management and a Bachelor's degree from the University of Notre Dame, along with a FINRA Series 14 certification.
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