Brian Mui

Senior Vice President - Compliance

Brian Mui is a seasoned financial services professional and CFA Level III candidate currently serving as a Senior Vice President in Compliance at Citi. Previously, Brian held leadership roles in compliance at Morgan Stanley, HSBC, and Bank of America Merrill Lynch, where they developed compliance training programs and assessed regulatory risks across various banking sectors. Brian has demonstrated expertise in navigating complex regulatory environments and managing compliance controls to enhance governance and operational efficiency. They are also engaged in multiple educational pursuits, holding degrees in Accounting and Finance from Manhattan College and pursuing an MBA from Pace University.

Location

New York, United States

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