Dan Veale

Global Head of Surveillance & Employee Licensing Compliance

Dan Veale is currently the Global Head of Surveillance & Employee Licensing Compliance at Citi, where they oversee risk-based surveillances for both the Investment Bank and Wealth Management divisions. With over 17 years of experience in financial services, Dan has held various roles, including Senior Trader and Executive Director of Compliance & Operational Risk Control at UBS. Dan has a Bachelor of Business Administration in Finance from Point Loma Nazarene University and has participated in programs focused on the European Union and China. Passionate about diversity and inclusion, Dan actively mentors and supports community initiatives, while also engaging in guest lecturing and entrepreneurial competitions.

Location

Nashville, United States

Links


Org chart

This person is not in the org chart


Teams

This person is not in any teams


Offices

This person is not in any offices