James Hivick has extensive experience in financial services, specializing in project management and regulatory compliance. Hivick has held roles at prominent institutions including Wells Fargo, Citi, and Bank of America, focusing on risk management, regulatory remediation efforts, and documentation for key financial reports. Previous positions include Chief Financial Officer at Citicorp Futures and Senior Vice President at Informa Investment Solutions. Hivick's expertise spans CCAR, regulatory reporting, and operational oversight, with a strong track record in developing strategies and leading teams to meet compliance requirements. Hivick holds FINRA Series 7 and 66 licenses.
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