Kat Kim is an attorney specializing in legal and compliance matters within the financial services industry. They possess notable experience in banking and finance, corporate investigations, and corporate governance, along with a deep knowledge of federal securities laws and regulatory compliance. Kat's previous roles include Vice President at Citi and various consulting positions, as well as a background with organizations such as Morgan Stanley and FINRA. They obtained a J.D. from St. John’s University School of Law and hold a B.A. from Brandeis University.
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