Neil Hogan

Neil Hogan is a compliance and regulatory leader with extensive experience in managing compliance across various financial institutions. Currently serving as a Senior Compliance Officer at Citi, they focus on regulatory and exams management. Previously, they held significant roles at Morgan Stanley, Merrill Lynch, Salomon Smith Barney, UBS, and Prudential Financial, excelling in areas such as regulatory inquiry management and compliance program development. Known for fostering collaborative relationships, Neil has successfully led teams to achieve compliance with SEC, FINRA, and state regulations while mitigating risk. They are ACAMS certified and continue to further their education at Iona College.