Michael H.

Sr. Compliance Officer

Michael H. currently serves as a Sr. Compliance Officer at Clear Street since January 2023. Prior to this role, Michael held the same title at Precision Securities from December 2018 to February 2023. Michael also worked at First Allied Securities from November 2013 to November 2018 as Regional VP, Supervision, and at LPL Financial from April 2012 to October 2013 as Supervisory Principal, overseeing over 90 independent advisors nationwide and managing approximately $1 billion in supervised brokerage assets. Earlier career experiences include serving as Regional Manager and Vice President of RIA Services at Financial Advisers of America from June 2008 to March 2012, where oversight included 90 independent branch offices and the management of around $300 million in assets for the firm's Registered Investment Advisory Division.

Links

Previous companies


Org chart

This person is not in the org chart


Teams

This person is not in any teams


Offices

This person is not in any offices