LPL Financial

LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer. LPL serves independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs t...Read more





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Dan Arnold
President & CEO
Matthew Audette
Managing Director, CFO
Matthew K. Enyedi
Managing Director, Business Solutions
Rich Steinmeier
Managing Director & Divisional President, Business Development
Sallie Larson
Managing Director, Chief Human Capital Officer
Michelle Oroschakoff
Managing Director, Chief Legal Officer
Dayton Semerjian
Managing Director, Chief Customer Care Officer
Greg Gates
Managing Director, Chief Technology & Information Officer
Heather Carter
EVP, Chief Marketing & Communication Officer
Amy Hamilton
EVP, Internal Audit & Chief Audit Executive
Michael Hartman
Chief Compliance Officer & Director, Operations
John O'Neill
Chief Compliance Officer
Kabir Sethi
Managing Director, Chief Product Officer