LPL Financial
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About
LPL Financial LLC is the largest independent broker-dealer in the United States.
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Dan Arnold
President & CEO
Amy Hamilton
EVP, Internal Audit - Chief Audit Executive
Davy Bannister
SVP, Chief Technology Officer
Dayton Semerjian
Chief Customer Care Officer and Managing Director
Gerald Spada
SVP, Chief Privacy Officer
Heather Carter
EVP, Chief Marketing and Communication Officer
John O'Neill
Chief Compliance Officer
Marvin Clark
SVP, Chief Information Officer - Technology
Matthew Audette
CFO
Michael Hartman
Chief Compliance Officer and Director of Operations
Michelle Oroschakoff
Chief Legal Officer
Patrick Cox
EVP and General Counsel
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