LPL Financial



LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer. LPL serves independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices.

Matthew Audette
Managing Director, CFO
Matthew Enyedi
Managing Director, Business Solutions
Rich Steinmeier
Managing Director & Divisional President, Business Development
Sallie Larson
Managing Director, Chief Human Capital Officer
Burt White
Managing Director, Investor/Investment Solutions & Chief Investment Officer
Michelle Oroschakoff
Managing Director, Chief Legal Officer
Ed Fandrey
Managing Director & Divisional President, Advisor Solutions
Dayton Semerjian
Managing Director, Chief Customer Care Officer
Greg Gates
Managing Director, Chief Technology & Information Officer
Davy Bannister
Heather Carter
EVP, Chief Marketing & Communication Officer
Amy Hamilton
EVP, Internal Audit & Chief Audit Executive
Michael Hartman
Chief Compliance Officer & Director, Operations
John O'Neill
Chief Compliance Officer

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