TH

Tom Hochleutner

Senior Compliance Officer at Clear Street

Tom Hochleutner has worked in various roles in the financial industry throughout their career. Tom is currently a Senior Compliance Officer at Clear Street, starting in July 2022. Prior to that, they served as Head of ATS Operations and Strategy at Instinet Incorporated from June 2019 to July 2022.

Before joining Instinet, Tom was employed by Virtu Americas LLC starting in December 2012. During their time there, they held the position of ATS Product Manager & Senior Compliance Officer, with responsibilities in electronic trading compliance, operations, and risk management. Tom'stenure at Virtu Americas lasted until April 2019.

From September 2010 to December 2012, Tom was a Compliance Officer at Lightspeed Trading. Tom had previously worked at Trillium Trading, LLC, where they served as an Equity Trader from 2006 to 2010.

Tom began their career in the financial industry at Heartland Securities in 1999. Here, they held the role of Equity Trader & Supervisor, overseeing a group of registered representatives and ensuring compliance with regulations. Tom also contributed to risk management and implemented analytics for performance assessment and compliance. Tom's time at Heartland Securities spanned from 1999 to 2003.

Tom Hochleutner attended Columbia University from 1995 to 1999, where they obtained a Bachelor of Arts degree in Economics - Political Science. Prior to their enrollment at Columbia University, they attended Torrey Pines High School, although specific details about the duration or area of study are not available.

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Timeline

  • Senior Compliance Officer

    July, 2022 - present