Alex Hansen

SVP, RIA Compliance at Commonwealth Financial Network

Alex joined Commonwealth in September 2021 as senior vice president of RIA compliance. Bringing extensive leadership and expertise in investment advisory compliance, he supervises all aspects of RIA compliance, ensuring Commonwealth stays ahead of all financial industry developments and SEC regulations, while also responding to the evolving needs of our advisors and staff.

Org chart

Peers

Matthew Sugden

SVP, Compliance

Timeline

  • SVP, RIA Compliance

    Current role

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