Peggy Ho

SVP, General Counsel & Chief Risk Officer at Commonwealth Financial Network

Peggy joined Commonwealth in April 2021. She oversees legal strategy and operations for the firm and its related companies, bringing leadership, strategic acumen, and a deep understanding of the business to drive positive outcomes. Among her many responsibilities, she also guides our executive management team on strategic initiatives and regulatory issues, represents the firm before regulatory oversight bodies, and supervises a team of attorneys and legal employees responsible for all legal issues facing the firm, including anti-money laundering, fraud prevention, and commercial agreements. Peggy has 14 years of experience in similar roles within the independent channel and was also a corporate associate in private law practice at Rose & Gray LLP. Peggy brings with her a passion for diversity, equity, and inclusion: "my goal is to ensure that everyone has a seat at the table and that all voices are heard."

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Peers

Timeline

  • SVP, General Counsel & Chief Risk Officer

    Current role

  • SVP, General Counsel

    April, 2021

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