Laura Lang-Brown

Laura Lang-Brown has extensive experience in compliance and regulatory control within the finance industry. Laura currently holds the role of Vice President of Compliance at Compass Point Research & Trading, LLC since October 2018. Previously, they worked at FBR for over a decade, starting in 2003. In their role as Vice President of the Regulatory Control Group, Laura supervised personnel and ensured compliance with rules and regulations. Additionally, they served as a Principal Consultant, advising on compliance matters. Prior to FBR, they worked at FBR Capital Markets & Co., Inc. from 1999 to 2003, where they held positions such as Syndicate Associate and Principal. In these roles, Laura participated in initial public offerings and managed syndicate accounting and operations. Earlier in their career, they worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated from 1992 to 1999. Laura held various roles at Merrill Lynch, including Registered Sales Associate, Acting Supervisor, Assistant Supervisor, Priority Client Service Representative, and Client Service Representative. In these positions, they managed client inquiries, provided financial recommendations, supervised teams, and resolved compliance issues.

Laura Lang-Brown earned a Bachelor of Science (BS) degree in Business Administration/Accounting from Ramapo College of New Jersey, which they attended from 1986 to 1991. In addition, they have obtained several certifications including QuickBooks Certified User Desktop 2016 from Intuit Education in November 2017, Succeeding in a New Job from LinkedIn in September 2017, Managing Your Time from LinkedIn in August 2017, Running a Profitable Business: Understanding Cash Flow from LinkedIn in August 2017, Accounting Foundations from LinkedIn in July 2017, Learning QuickBooks Online from LinkedIn in July 2017, Learning Salesforce from LinkedIn in April 2017, Series 53 from Financial Industry Regulatory Authority (FINRA) in 2006, Series 24 from FINRA in 2000, Series 63 from FINRA in 1993, and Series 7 from FINRA in 1993.