Kelly Smith

Kelly Smith, CFP®, IACCP®, is a seasoned compliance consultant currently engaged with COMPLY, providing expertise on regulatory and compliance issues for investment advisors and broker-dealers. With prior extensive experience as Chief Compliance Officer and Director of Compliance at Cedar Brook Group, Kelly managed compliance tasks and regulatory filings for the firm’s independent RIA. Earlier roles include Senior Advisor at Beacon Financial Partners, Tax Planner at The Lipson Group, and various positions in financial planning since 1993. Kelly's educational background includes studies at College for Financial Planning, David N. Myers University, Lakeland Community College, and Kenston High School.