Nick Rossi is a seasoned Compliance Consultant with extensive experience in legal and compliance roles across various financial institutions. They served as Vice President of Legal and Compliance at Schroders Investment Management, NA from 1997 to 2004, and later held positions such as Compliance Manager at Brookstone Capital Management from 2020 to 2021 and Compliance Director at GFPC from 2017 to 2018. Currently, Nick is a Senior Compliance Consultant at COMPLY, having transitioned into this role in 2024. Nick earned a BA in Political Science, Philosophy, and Economics from the University of Pittsburgh between 1983 and 1986.
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