Merging technology, consulting and education, COMPLY helps clients navigate the ever-changing regulatory environment. Their portfolio of firms includes ComplySci, RIA in a Box, National Regulatory Services (NRS) and illumis, whose more than 7,000 clients include some of the world’s largest financial institutions. 

Finance

Information Technology

Risk & Compliance

COMPLY

COMPLY's headquarters in New York, NY, United States

This department ensures adherence to regulations and standards within the organization.

Compliance Services

The Leadership Team at COMPLY is responsible for steering the company’s strategic vision and ensuring alignment across all functions. Comprising key executives from diverse areas such as technology, legal, customer experience, and operations, the team works collaboratively to drive innovation, enhance client service, and navigate regulatory challenges, ensuring that COMPLY remains a leader in the compliance technology and consulting space.

Leadership Team

This department focuses on managing client relationships and ensuring satisfaction through effective service delivery.

Account Management

The Customer Success and Support team at COMPLY is dedicated to ensuring that clients maximize their experience with the company's regulatory solutions. This team focuses on onboarding new clients, managing renewals, providing ongoing support, and fostering relationships to ensure customer satisfaction and retention. By understanding client needs and delivering tailored support, they help clients effectively navigate the regulatory landscape.

Customer Success and Support

This department focuses on ensuring customer satisfaction and retention by managing relationships and delivering support throughout the customer journey.

Customer Success

The Product Management and Marketing team at COMPLY is responsible for driving the development and promotion of innovative regulatory solutions across the organization's portfolio. This team collaborates closely to understand client needs, develop product strategies, and create compelling marketing campaigns that effectively communicate the value of COMPLY's offerings to the financial services sector. Their efforts ensure that clients are equipped with the tools and knowledge necessary to navigate compliance challenges in a dynamic regulatory landscape.

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Other teams

Leadership Team

Account Management

Customer Success and Support

Customer Success

Product Management and Marketing