Adam Hammerman

Adam Hammerman is the Director of Compliance at Corient, where they play a crucial role in ensuring adherence to laws, regulations, and internal policies. With extensive experience in regulatory and financial compliance, they previously served as a Senior Compliance Specialist at Wells Fargo Advisors and held various roles at FINRA, including Senior Examiner. Adam graduated with a Bachelor of Arts in Economics from the University of Denver, where they were also actively involved in student governance and marketing. Their skill set includes regulatory compliance, securities regulation, and proficiency in Microsoft Office applications.