Compliance Risk Concepts (CRC)
Jason Wachtel is a seasoned professional in the staffing and compliance sectors, currently serving as the Founder and Managing Partner of JW Michaels & Co. since August 2009. In addition to this role, Jason holds partnerships at Compliance Risk Concepts and Technology Navigators, Inc., focusing on business development and technology staffing solutions, respectively. Since January 2016, Jason has been a partner at ExecuSource, known for its recruitment expertise, and serves as a Senior Fellow at the Regulatory Compliance Association. Additionally, Jason is a board member at Cohen's Children's Hospital. Educationally, Jason attended Syracuse University from 1997 to 2001 and attended Valley Forge Military Academy & College from 1995 to 1997.
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Compliance Risk Concepts (CRC)
To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses being supported. CRC is staffed with a team of Compliance Risk Management industry professionals that have a proven track record of establishing comprehensive Compliance Risk Management Programs throughout many industry verticals. We offer compliance consulting services in the following industries: Financial Services Anti-Corruption & Ethics Technology Industry Compliance Enterprise Compliance Risk Management Research Supervisory Analyst Expert Witness Service Financial Operational Principal Services With headquarters in New York, NY, and offices in Chicago, IL, and Westport, CT, CRC is your full-service Compliance Risk Management support partner. Please feel free to contact us with any questions related to the services and solutions described and we would be happy to schedule a call / meeting to further determine your individualized needs and requirements. CRC specializes in executing and overseeing the following: New Member Applications | Continuing Member Applications | Annual CEO Certifications | Independent AML Reviews | Conflict of Interest Reviews | Expert Witness Testimony | 15c3-5 Certifications | MCDC Oversight | Trading Surveillance | Best Execution Analysis | Swap Dealer BCP Independent Reviews | Investment Advisor Gap Analysis | Industry Surveys/Studies | Public Speaking Engagements | Written Supervisory Reviews | Regulatory Relations | Examinations | Dodd-Frank | Volcker Rule | Broker Dealer Compliance | Sales Practice | Bank Compliance | System Implementations | Equity and Fixed Income Markets | Research | BSA / AML | Regulatory Reporting