Graham Gordon

Senior Compliance Manager at Data Analysis Incorporated

Graham Gordon is a seasoned compliance professional with extensive experience in the finance industry, currently serving as a Senior Compliance Manager at multiple firms, including Data Analysis Incorporated, O'Neil Global Advisors, William O'Neil + Co., Inc., and William O'Neil Securities since January 2021. Previously, Graham held the position of Branch Supervisor and Compliance Officer at Market Securities, LLC, and served as a Compliance Officer at Sidoti & Company, LLC. Early in the career, Graham worked as a Fixed Income Compliance Associate at Maxim Group and held various roles in operations and compliance. Graham began the professional journey as a Public Relations Intern at rock paper scissors, inc. Graham holds a Bachelor's degree in Policy Analysis from Indiana University Bloomington, earned in 2009.

Location

New York, United States

Links


Org chart

No direct reports

Teams


Offices

This person is not in any offices


Data Analysis Incorporated

1 followers

Data Analysis Incorporated (DAI) is the controlling entity of the O’Neil family of businesses, providing strategic direction and guidance to its divisions operating in diverse industries around the world, including global equity markets, health care, financial services, digital news, and insurance. Each division is afforded operational and financial support to ensure it capitalizes on industry trends and captures growth opportunities.


Industries

Employees

1,001-5,000

Links