Allen Holeman

Allen Holeman has a strong background in compliance and regulatory affairs. Allen has held various roles throughout their career, including Chief Compliance Officer for David Lerner Associates, Inc., Oppenheimer & Co. Inc., Bear Stearns, and Tucker Anthony. Allen has also served as the Director of Compliance for Oppenheimer & Co., Inc. and as a Compliance Manager for E F Hutton & Co. In addition, Holeman has provided consultancy services to the financial services industry through Compliance Lifeline LLC, offering expertise in compliance, risk, AML, and regulatory matters.

Allen Holeman has attended Baruch College. Allen has not specified the start and end years for both instances. Additionally, they have pursued a Bachelor of Business Administration (BBA) degree at Baruch College with a focus on management and accounting.