DFP Partners
Phyllis Chin is a Chartered Accountant with extensive experience in finance and accounting, currently serving as an Accounting Partner at DFP Partners since September 2013, where previous roles included Senior Manager and Manager. Prior experience at Macquarie Group from January 2003 to March 2012 included positions as Vice President for Group Capital and Funding and Vice President for Macquarie Capital Finance, where responsibilities encompassed coordinating finance transformation initiatives and managing back-office functions in Latin America. Earlier career roles included Auditor at the Australian National Audit Office and Analyst at Accenture. Phyllis Chin holds a BCom/BA in Accounting and Mandarin Chinese from The University of Queensland.
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DFP Partners
For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.