DFP Partners
Janice Parise, CPA, is a highly experienced financial professional with extensive expertise in CFO and FINOP services. Currently a Partner at DFP Partners since July 2010, Janice provides comprehensive financial management and regulatory reporting services to a diverse clientele. Prior experience includes consulting roles at Societe Generale Americas Securities, where Janice prepared financial statements and reports, and serving as CFO and FINOP at Kellogg Capital Markets, where oversight of a $500M Broker Dealer's financial aspects was a key responsibility. Earlier positions at Van der Moolen Specialists USA and Scavone, McKenna, Cloud & Co. involved leadership in financial reporting, compliance, and operational functions. Janice holds a Bachelor of Arts degree in Accounting from Queens College.
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DFP Partners
For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.