DFP Partners
Kevin Cosio is a finance professional with experience in compliance and collateral operations. Currently serving as a Compliance Associate and previously as a Registration Associate at DFP Partners since January 2022, Kevin has developed a strong background in regulatory adherence. Prior experience includes roles as a Collateral Operations Analyst and Summer Financial Analyst at Nomura from June 2020 to January 2022. Kevin holds a Bachelor's degree in Finance from Rutgers Business School, obtained between 2018 and 2021, and also pursued a Bachelor's degree in Finance at San Diego State University during 2017 to 2018.
DFP Partners
For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.