Michael Steinberg

Senior Financial Services Executive, CEO and/or CCO, Compliance & Regulatory Advisor

Michael Steinberg is a seasoned financial services executive with extensive experience in leadership roles, including serving as CEO and CCO at DFP Partners since 2021. They have held prominent positions at various institutions such as CCB International and Deutsche Bank. Michael began their career in equity sales at Nomura Securities and has since accumulated a wealth of expertise in compliance and regulatory advisory. They are currently overseeing multiple broker-dealer operations, providing critical regulatory support and guidance to investment professionals.

Location

New York, United States

Links


Org chart

This person is not in the org chart


Teams

This person is not in any teams


Offices

This person is not in any offices