DFP Partners
Rick Daniels has extensive experience in finance and accounting, currently serving as a Senior Partner and Manager at SDDco Group since February 2005, where previous roles included Senior Accountant and Staff Accountant. In addition, Rick Daniels has been the President of Alva Advisory Services, LLC since January 2017. Rick Daniels holds a Bachelor's degree from Northwestern University (2000-2004) and a Master's degree in Accounting from SUNY Polytechnic Institute (February 2014 - August 2017).
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DFP Partners
For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.