Ross Marlin

Ross Marlin has extensive experience in compliance and legal roles within the financial industry. Currently serving as Director and Chief Compliance Officer at DFP Partners since April 2018, Ross assists broker-dealer clients in developing and maintaining compliance programs and updating procedural manuals. Prior experience includes a position as Principal Examiner at the Financial Industry Regulatory Authority from July 2012 to March 2018, where Ross evaluated membership applications and provided training and supervision to junior examiners. Additional roles include Compliance Account Manager at Blue Sky MLS, Inc., Stock and Commodities Trader, and Associate Attorney at Sedgwick, Detert, Moran & Arnold, demonstrating a diverse background in compliance consulting, trading, and legal practice. Ross holds a Juris Doctor degree from Rutgers Law School and a Bachelor of Arts in Economics from New York University.