DFP Partners
Roxanne Knobel is an experienced professional in registration management and education advocacy, currently serving as Registration Manager at DFP Partners since June 2017, after progressing from Senior Registration Associate and Registration Associate. With previous experience at Walden University as an Alumni Ambassador, Roxanne supported prospective students in their educational journeys. Earlier roles include Licensing and Registration Associate at Foresters Financial Services, where responsibilities encompassed processing FINRA requests and facilitating employee onboarding, as well as positions at Kohl's Department Stores in both sales and supervisory capacities. Roxanne has also contributed as a Peer Mentor for underprivileged students at Drew University Summer College, alongside internship experience at Dress For Success Morris County and various roles during studies at Drew University, culminating in a Master of Science in Psychology of Culture from Walden University and a Bachelor of Arts in Psychology from Drew University.
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DFP Partners
For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.