Tom McManus

Tom McManus is a seasoned compliance professional with extensive experience in the financial services industry. Currently serving as a Senior Compliance Associate at DFP Partners since December 2021, Tom has previously held roles as a Compliance Associate at the same firm and as a Control Room Analyst at Janney Montgomery Scott LLC. Tom's expertise includes executing surveillance programs, preparing and submitting regulatory filings, and ensuring adherence to supervisory procedures. Additional experience includes compliance roles at Alternative Regulatory Solutions, LLC, where Tom contributed to various tasks from trade information acquisition to administrative support. Tom began a career in finance with internships at Alternative Regulatory Solutions and Hennion & Walsh. Tom holds a Bachelor of Science in Economics from Penn State University, earned in 2019.