The DFSA is the independent regulator of financial services conducting in or from the DIFC, a purpose-built financial free-zone in Dubai, UAE.

The DFSA’s regulatory mandate includes asset management, banking and credit services, securities, collective investment funds, custody and trust services,
commodities futures trading, Islamic finance, insurance, an international equities exchange, and an international commodities derivatives exchange.

In addition to regulating financial and ancillary services, the DFSA is responsible for supervising and enforcing Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) requirements applicable in the DIFC to the individuals and firms it regulates. The DFSA also exercises delegated enforcement powers under the DIFC Companies Law. The DFSA also exercises delegated enforcement powers under the DIFC Companies Law.

Banking

Insurance

Trading & Exchanges

Dubai Financial Services Authority (DFSA)

Dubai Financial Services Authority (DFSA)'s headquarters in Dubai, United Arab Emirates

This department oversees regulatory compliance and enforcement activities.

Enforcement Division

This department oversees compliance and regulatory supervision to ensure adherence to industry standards and practices.

Supervision Department

The Legal and Compliance team at the DFSA is responsible for ensuring that the authority and its regulated entities adhere to legal standards and regulatory requirements. This team oversees enforcement actions, develops legal policies, and supervises compliance with Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) regulations. Through investigations and legal counsel, they maintain the integrity of the financial services sector within the DIFC.

Legal and Compliance

This department oversees the regulation and monitoring of financial institutions to ensure compliance with laws and standards.

Financial Supervision

The Risk Management team at the DFSA is responsible for identifying, assessing, and mitigating risks within the financial services sector in the DIFC. This team ensures compliance with regulatory frameworks and monitors emerging risks in areas such as digital assets and fintech. By developing policies and strategies to enhance resilience, the team plays a crucial role in safeguarding the integrity of the financial ecosystem while promoting sound risk management practices among regulated entities.

Risk Management

The Corporate Functions team at the DFSA plays a pivotal role in supporting the organization's operational efficiency and communication strategy. This team oversees critical areas such as corporate communications, human resources, and administrative support, ensuring that all internal and external messaging aligns with the DFSA's regulatory objectives. Additionally, they manage facilities and provide essential support to executive leadership, facilitating a productive work environment and contributing to the effective governance of financial services regulation.

Corporate Functions

This department oversees internal and external audit functions to ensure compliance and efficacy in financial and operational processes.

People (5)

Jobs (0)

Other teams

Supervision Department

Legal and Compliance

Financial Supervision

Risk Management

Corporate Functions

Audit Oversight