Roger L. Levy

Roger L. Levy, LLM, AIFA® is CEO of Cambridge Fiduciary Services, LLC which provides services aimed at reducing the fiduciary risk for institutional investment committees, investment advisors, and asset managers, through consulting advice and assessments of their conformity with a fiduciary standard of care.

Roger earned the Accredited Investment Fiduciary Analyst™ designation from the Center for Fiduciary Studies and is a Lead Analyst for the Centre for Fiduciary Excellence (CEFEX). Through this affiliation, Cambridge Fiduciary Services, LLC has performed fiduciary assessments for investment advisors, pension plans, and fund administrators and has advised investment committees on fiduciary responsibility. Mr. Levy speaks at investment conferences on fiduciary issues and publishes articles on fiduciary topics. Roger was a coauthor of an Amicus Brief filed with the US Supreme Court in support of the plaintiffs in the 2015 Tibble v. Edison International case. The US Supreme Court, in their response, provided a landmark argument in holding fiduciaries accountable for their failure to continuously monitor their plans’ investments. The case was remanded to a lower court which confirmed the SCOTUS argument in 2017; the Defendants were fined an additional $5.2 million in penalties. He is the co-author with Dr. Peter Roland of Your 401K – The Danger Within, published by Amazon. In addition, he provides best practices for consulting services to law firms engaged in ERISA litigation.