Kathy Hegyi

Kathy Hegyi has extensive experience in compliance and financial services. Kathy is currently the Chief Compliance Officer at Duff & Phelps Closed End Funds and has held this position since October 2022. Prior to that, they served as the Managing Director & Chief Compliance Officer at Duff & Phelps Investment Management Co. starting in August 2022. Kathy was a Senior Compliance Officer at William Blair and Company from August 2010 to August 2022. Before that, they worked as the Chief Compliance Officer at Managers Investment Group from March 2008 to August 2010. Kathy also held the role of Vice President, Compliance at Northern Trust Global Investments from March 2005 to March 2008. Kathy's earlier experience includes a Vice President, Institutional Marketing & Client Service role at ABN AMRO Asset Management from 1996 to 2004 and an Assistant Vice President, Institutional Marketing and Client Service position at Kemper Financial Services in 1995.

Kathy Hegyi's education history begins in 1985 when they enrolled at DePauw University. Kathy studied there for four years and obtained their Bachelor of Arts (BA) degree, though the specific field of study is unknown. After a gap of nearly a decade, Kathy pursued further education and attended The University of Chicago Booth School of Business from 1998 to 2001. During this time, they completed their Master of Business Administration (MBA) degree. Although no field of study is mentioned for either degree, it can be assumed that their studies were related to business and finance based on their later certifications in the field. Additionally, Kathy has acquired several professional certifications over the years, including the Certificate in ESG Investing from The CFA Institute in July 2022 and various certifications from FINRA such as the General Securities Principal (Series 24) in February 2006, the Uniform Investment Adviser Representative (Series 65) in August 1996, the General Securities Representative (Series 7) in June 1992, and the Uniform Securities Agent State Law (Series 63) also in June 1992.