Augie Perrotta

Senior Legal Counsel at DV Trading

Augie Perrotta has extensive work experience in the legal field. Augie is currently working as a Senior Legal Counsel at DV Trading LLC, a position they started in June 2023. Prior to this, they worked as Counsel at Trader Compliance, Inc. from November 2022 to June 2023. Before that, they held the position of Associate General Counsel & Chief Compliance Officer-Asset Management at R.J. O'Brien & Associates, LLC from October 2012 to August 2022. From April 2004 to April 2012, Augie served as General Counsel/Associate General Counsel at SUPERFUND ASSET MANAGEMENT LLC. Earlier in their career, they worked as a Regulatory Attorney at First Health Group Corp. in 2003 and as a Senior Consultant at Murer Consultants, Inc. from 2000 to 2003.

Augie Perrotta attended DePaul University from 1997 to 2000, where they obtained a Juris Doctorate from DePaul University College of Law. During the same period, they also earned an M.B.A. in Finance from DePaul University - Kellstadt College of Business. Additionally, Augie Perrotta holds certifications in Series 3, 7, and 24 from FINRA/NFA, although the specific date of their certification is not provided.

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Timeline

  • Senior Legal Counsel

    June, 2023 - present