Robert Franklin

Robert Franklin has a strong background in compliance and has held various roles in different companies throughout their career. Robert is currently working as the Chief Compliance Officer at Equity Services, Inc. Prior to this position, they served as a Senior Manager at Essential Edge Compliance Outsourcing Services, LLC. Robert also worked at Kestra Financial as an AVP, Compliance AML Officer for seven years. Before that, they held roles such as AVP, Broker Dealer Compliance / AML Officer and Director, Broker-Dealer Compliance/AML Officer at NFP Advisor Services. Robert has additional experience as a Compliance Manager at Sanders Morris Harris, Compliance at Moody National Companies, Compliance Manager at National Financial Partners, Compliance Manager at Nationwide Financial, Compliance Officer at Williams Financial Group, and Compliance Manager at HD Vest Financial Services.

Robert Franklin attended Texas Tech University from 1993 to 1997. During their time there, they pursued a degree in Political Science and Government.