Equity Services, Inc.
Robert Franklin has a strong background in compliance and has held various roles in different companies throughout their career. Robert is currently working as the Chief Compliance Officer at Equity Services, Inc. Prior to this position, they served as a Senior Manager at Essential Edge Compliance Outsourcing Services, LLC. Robert also worked at Kestra Financial as an AVP, Compliance AML Officer for seven years. Before that, they held roles such as AVP, Broker Dealer Compliance / AML Officer and Director, Broker-Dealer Compliance/AML Officer at NFP Advisor Services. Robert has additional experience as a Compliance Manager at Sanders Morris Harris, Compliance at Moody National Companies, Compliance Manager at National Financial Partners, Compliance Manager at Nationwide Financial, Compliance Officer at Williams Financial Group, and Compliance Manager at HD Vest Financial Services.
Robert Franklin attended Texas Tech University from 1993 to 1997. During their time there, they pursued a degree in Political Science and Government.
Equity Services, Inc.
Since its founding in 1968, Equity Services, Inc. (ESI) has been committed to making investing as successful as possible for clients while also recognizing that today's investing environment is one of constantly increasing complexity. ESI's products and services are designed to form the critical foundation required to implement sophisticated planning and investing strategies which take advantage of today's opportunities while seeking to manage risk. As a member of National Life Group®, ESI is part of a diversified family of financial services companies providing investment professionals a comprehensive portfolio of financial products and services. ESI is a Broker-Dealer and Registered Investment Adviser affiliate of National Life Insurance Company – a diversified financial services company with roots going back to 1848. Since that time, the affiliates of National Life have adhered to guiding principles of quality and integrity - elements essential to its corporate character today. Securities and investment advisory services are offered solely by Equity Services, Inc., Member FINRA (www.FINRA.org)/SIPC (www.SIPC.org), Broker/Dealer and Registered Investment Adviser, One National Life Drive, Montpelier, Vermont, 05604, 802-229-3900. National Life Group is a trade name representing various affiliates, which offer a variety of financial service products. Each company of National Life Group is solely responsible for its own financial condition and contractual obligations. TC66814(0915)