Since its founding in 1968, Equity Services, Inc. (ESI) has been committed to making investing as successful as possible for clients while also recognizing that today's investing environment is one of constantly increasing complexity. ESI's products and services are designed to form the critical foundation required to implement sophisticated planning and investing strategies which take advantage of today's opportunities while seeking to manage risk.

As a member of National Life Group®, ESI is part of a diversified family of financial services companies providing investment professionals a comprehensive portfolio of financial products and services.  ESI is a Broker-Dealer and Registered Investment Adviser affiliate of National Life Insurance Company – a diversified financial services company with roots going back to 1848. Since that time, the affiliates of National Life have adhered to guiding principles of quality and integrity - elements essential to its corporate character today. 

Securities and investment advisory services are offered solely by Equity Services, Inc., Member FINRA (www.FINRA.org)/SIPC (www.SIPC.org), Broker/Dealer and Registered Investment Adviser, One National Life Drive, Montpelier, Vermont, 05604, 802-229-3900.  National Life Group is a trade name representing various affiliates, which offer a variety of financial service products. Each company of National Life Group is solely responsible for its own financial condition and contractual obligations. 

TC66814(0915)

Insurance

Investment Management

Equity Services, Inc.

Equity Services, Inc.'s headquarters in Montpelier, VT, United States

This department oversees and ensures compliance with operational standards across various field activities.

Field Supervision

The Registered Representatives and Financial Planners team at Equity Services, Inc. (ESI) specializes in providing personalized investment and advisory services to clients. This team is responsible for developing tailored financial strategies, offering investment products, and managing client portfolios with the goal of optimizing returns while mitigating risks. By leveraging their expertise, they assist clients in navigating the complexities of today's investing environment and in achieving their long-term financial objectives.

Registered Representatives and Financial Planners

This department provides financial guidance and investment advice to clients, focusing on asset management and strategic planning.

Investment Advisory Services

The Compliance and Risk Management team at Equity Services, Inc. is responsible for ensuring that all business activities adhere to regulatory standards and internal policies. This team proactively identifies, evaluates, and mitigates potential risks to protect both the company and clients. Team members focus on compliance oversight, risk assessment, and the development of strategies to maintain the integrity and security of ESI's investment practices.

Compliance and Risk Management

This department provides financial guidance and planning solutions to clients.

Financial Services

The Leadership Team at Equity Services, Inc. (ESI) is responsible for setting the strategic direction, overseeing compliance, spearheading business development initiatives, and ensuring operational efficiency. Comprising key executives such as the Chief Compliance Officer, Chief Operations Officer, President and CEO, and various Vice Presidents, the team collaboratively works to align the company's objectives with its mission of delivering sophisticated investment solutions while managing risk.

Leadership Team

This department focuses on managing customer relationships and providing support to ensure client satisfaction.

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Other teams

Registered Representatives and Financial Planners

Investment Advisory Services

Compliance and Risk Management

Financial Services

Leadership Team

Client Services