The Risk and Compliance team at E&P Financial Group is responsible for ensuring that the company's operations adhere to regulatory standards and internal policies, thereby safeguarding the integrity and reputation of the organization. This team assesses potential risks in financial services offerings, implements compliance frameworks, and monitors system effectiveness to protect client assets. By promoting a culture of compliance and risk awareness, they help sustain E&P's commitment to high-quality financial advice and client partnerships.
Alex Cruceanu
Director - Risk & Compliance
Francis Araullo
Chief Risk Officer
Jeremy Law
Executive Director, Head Of Ri...
Joseph Ajaka
Director- Risk & Compliance
Kevin Ho
Manager - Risk & Compliance
Monique Gao
Manager, Risk And Compliance
Nicole C.
Associate Director - Risk & Co...
Thomas Kim
Associate Director - Risk & Ad...
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