Lydia Zhou

Risk And Compliance Manager at Everbright Securities

Lydia Zhou has extensive experience in risk management and compliance, currently serving as a Risk and Compliance Manager at Everbright Securities since April 2013, where responsibilities include compliance, risk management, internal controls, and process improvement within the Custody Department. Prior to this role, Lydia worked as a Manager at 毕马威中国 from March 2008 to April 2013, focusing on management consulting, risk consulting, compliance reviews, and process improvement. Lydia's career began at KPMG, where from July 2006 to March 2008, audit responsibilities included statutory audits, IPO, SOX compliance, and financial analysis. Lydia holds a Bachelor’s degree in Electronic Engineering from Shanghai Jiao Tong University, obtained in 2006.

Location

Shanghai, China

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Everbright Securities

Everbright Securities Company Limited is a China-based company principally engaged in the securities broking businesses. The Company mainly operates through six business segments. The Brokerage and Wealth Management segment is mainly engaged in the trading of stocks, funds, bonds, futures, options and other securities. The Credit Businesses segment is mainly engaged in margin financing and securities lending, repurchase transactions and others. The Institutional Securities Services segment is engaged in investment banking, sales and trading, investment research and prime brokerage. The Investment Management segment is engaged in providing asset management, fund management and private equity investment management services. The Overseas Businesses segment is mainly engaged in the wealth management, investment banking and asset management, among others.


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Employees

5,001-10,000

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