Compliance and Risk Management

The Compliance and Risk Management team at Fairview®, LLC ensures that the company's clients, primarily investment advisers, and financial institutions, adhere to stringent regulatory standards. By overseeing the day-to-day operations and maintenance of compliance programs, they ensure that required records and filings are up-to-date. The team evaluates and mitigates risks associated with financial regulations, providing expert guidance to avoid compliance breaches and manage any potential risks effectively. Their work is crucial in enabling clients to maintain high standards of integrity and trust in the financial industry.