Cathleen Duffy

Cathleen Duffy is the Director of Compliance at Fidelity Investments, where they lead efforts in regulatory adherence and risk management. Previously, they served as a Senior Compliance Advisor-Specialist at Fidelity Investments, and held the role of Risk Policy & Governance Manager at Citizens Financial Group, Inc. Cathleen has extensive project management experience from their time at both BNY and PNC Financial Services. They earned a BA in Economics from Rhode Island College and a JD from Roger Williams University School of Law.