Financial Markets Authority - New Zealand
Diana Gordon, PhD MInstD, is currently the Head of Investment Management at Financial Markets Authority in New Zealand. Prior to this role, Diana served as Deputy CIO and Head of Fixed Income and Private Markets at Kiwi Wealth. Diana also held the position of Head Portfolio Manager at VariantPoint Asset Management and worked as a Credit Portfolio Manager/Senior Trader at Merrill Lynch Principal Finance Group. With a background in Chemistry and a PhD in Physical Chemistry/Nanoscience, Diana brings a unique perspective to the financial industry. Diana's experience includes managing high yield portfolios at prestigious institutions such as Goldman Sachs Asset Management and Gulf International Bank/Saudi International Bank.
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Financial Markets Authority - New Zealand
The Financial Markets Authority regulates New Zealand's financial markets. We oversee and enforce securities, financial reporting, and company law as they apply to financial services and securities markets. We also regulate securities exchanges, financial advisers and brokers, trustees and issuers - including issuers of KiwiSaver and superannuation schemes. Our main vision is to promote and facilitate the development of fair, efficient and transparent financial markets. As a risk-based conduct regulator, we focus our resources on conduct that we think poses the most significant risk to achieving this objective. The FMA was established in 2011 under the Financial Markets Authority Act 2011. It replaced the Securities Commission and took over some roles of the Ministry of Economic Development, in particular the regulatory role of the Government Actuary and some of the roles of the Registrar of Companies.