The Financial Markets Authority regulates New Zealand's financial markets. We oversee and enforce securities, financial reporting, and company law as they apply to financial services and securities markets.

We also regulate securities exchanges, financial advisers and brokers, trustees and issuers - including issuers of KiwiSaver and superannuation schemes.

Our main vision is to promote and facilitate the development of fair, efficient and transparent financial markets. As a risk-based conduct regulator, we focus our resources on conduct that we think poses the most significant risk to achieving this objective.  

The FMA was established in 2011 under the Financial Markets Authority Act 2011. It replaced the Securities Commission and took over some roles of the Ministry of Economic Development, in particular the regulatory role of the Government Actuary and some of the roles of the Registrar of Companies.

FinTech

Trading & Exchanges

Venture Capital

Financial Markets Authority - New Zealand

Samantha Barrass

Ivana Erceg Floerchinger

Matthew Sabourin

Daniel Trinder

Diana Gordon

Gael Price

Anna McGaffin

Cameron Stewart

Julia Ko

Jacco Moison

Glenn Phillips

Monica Moon

Courtney Brooke

The Legal & Compliance Team at the Financial Markets Authority (FMA) - New Zealand is responsible for providing expert legal advice and ensuring compliance with financial regulations. They oversee the enforcement of securities, financial reporting, and company law, support investigations, and guide regulatory actions to uphold integrity and transparency in New Zealand's financial markets.

Legal & Compliance Team

Management and Supervision

Head Of Departments

Legal & Compliance Team

About

Team members

Other teams at Financial Markets Authority - New Zealand

Management and Supervision

Head Of Departments