Compliance and Ethics

The Compliance and Ethics team at the Financial Planning Association (FPA) is responsible for ensuring that all members adhere to the highest ethical standards and regulatory guidelines in financial planning. They provide education and resources on ethical practices, oversee compliance training, and promote accountability among professionals, fostering a culture of integrity within the financial planning community. This team also plays a vital role in developing and implementing policies that reinforce the FPA's commitment to ethical practice and professionalism.