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Lakisha Brown

Supervision And Communications Principal

Lakisha Brown is a seasoned professional in the financial services industry with significant experience in compliance and operations. Currently serving as the Supervision and Communications Principal at First Command Financial Services, Inc. since January 2026, Lakisha previously held the position of Senior Compliance Analyst at Cetera Financial Group, where responsibilities included reviewing retail communications for compliance with FINRA Rule 2210 and SEC regulations. Prior to this, Lakisha worked as a Compliance Consultant II at Avantax and Client Relationship Team Lead at First Command Financial Services, where initiatives included developing a compliance checklist and evaluating processing procedures. Earlier in the career, Lakisha served in multiple roles at Morgan Stanley, including Service Review Analyst and Operations National New Account/Account Surveillance and Fraud Specialist, enhancing both customer relations and compliance processes. Lakisha holds a Bachelor of Science degree from Grambling State University.

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