Leland Fallon is a seasoned supervision and surveillance principal with over 15 years of experience in sales, compliance, and operations. Currently, they serve as a Supervision & Surveillance Principal at First Command Financial Services, Inc., while also running Vigilant Artists, a management and booking company for the arts. Previously, Leland held roles at prominent firms such as LPL Financial, Charles Schwab, and Vanguard, focusing on compliance examinations, client relations, and business development. Leland earned a Bachelor of Science in Rhetoric from Northern Arizona University and is FINRA registered with several licenses.
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