JJ

Jane J.

Testing Associate, Compliance Officer

Jane J. has extensive experience in the financial services industry, serving in various roles at Forge since March 2012, including Testing Associate, Compliance Officer, and Manager of Regulatory Reporting. Jane J.'s responsibilities include preparing custody and clearing operations transactions, regulatory filings for the SEC, and reconciling customer cash and securities. Additionally, Jane J. maintains compliance with recordkeeping, conducts annual Internal Control over Compliance testing, and prepares audit workpapers. Previously, Jane J. worked at SharesPost, which was acquired by Forge Global, where the roles involved managerial duties in regulatory reporting and leading transactional operations until February 2023.

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